-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FtOKhoyMD4cpKdjZxYSwMslcV2Qy/YpouGDTP/nAwPhA0UrnrEiwNgl7dcrpnVAn uO6hVtElBW/TU3lPBqPxFQ== 0001171520-10-000312.txt : 20100512 0001171520-10-000312.hdr.sgml : 20100512 20100512153229 ACCESSION NUMBER: 0001171520-10-000312 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100512 DATE AS OF CHANGE: 20100512 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Magowan Stephen P. CENTRAL INDEX KEY: 0001491802 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: C/O STEIKER FISCHER EDWARDS GREENAPPLE, STREET 2: 156 COLLEGE ST., 3RD FLOOR CITY: BURLINGTON STATE: VT ZIP: 05401 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GREEN MOUNTAIN COFFEE ROASTERS INC CENTRAL INDEX KEY: 0000909954 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS FOOD PREPARATIONS & KINDRED PRODUCTS [2090] IRS NUMBER: 030339228 STATE OF INCORPORATION: DE FISCAL YEAR END: 0929 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-58801 FILM NUMBER: 10824290 BUSINESS ADDRESS: STREET 1: 33 COFFEE LANE CITY: WATERBURY STATE: VT ZIP: 05676 BUSINESS PHONE: 8022445621 MAIL ADDRESS: STREET 1: 33 COFFEE LANE CITY: WATERBURY STATE: VT ZIP: 05676 FORMER COMPANY: FORMER CONFORMED NAME: GREEN MOUNTAIN COFFEE INC DATE OF NAME CHANGE: 19930729 SC 13G 1 eps3764.htm eps3764.htm
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
SCHEDULE 13G
 
UNDER THE SECURITIES EXCHANGE ACT OF 1934
 
Green Mountain Coffee Roasters, Inc.

(Name of Issuer)
 
 
Common Stock, $0.10 par value

(Title of Class of Securities)
 
 
393122106

(CUSIP Number)
 
 
March 12, 2010

(Date of Event Which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
 
¨
Rule 13d-1(b)
 
 
x
Rule 13d-1(c)
 
 
¨
Rule 13d-1(d)
 
*
The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 
 

         
  1.
 
Names of Reporting Persons.
I.R.S. Identification Nos. of above persons (entities only).
 
            Stephen P. Magowan, individually and as Trustee
   
  2.
 
Check the Appropriate Box if a Member of a Group (See Instructions)
(a)   ¨
(b)   ¨
 
   
  3.
 
SEC Use Only
 
 
   
  4.
 
Citizenship or Place of Organization
             United States
 
   
     
NUMBER OF
 
  5.    Sole Voting Power
SHARES
 
         2,770,818
BENEFICIALLY
 
  6.    Shared Voting Power
OWNED BY
 
         -0-
EACH
 
  7.    Sole Dispositive Power
REPORTING
 
         2,770,818
PERSON
 
  8.    Shared Dispositive Power
WITH:
 
        -0-
     
  9.
 
Aggregate Amount Beneficially Owned by Each Reporting Person
 
 2,770,818 (includes an aggregate of 2,769,618 shares held in three irrevocable trusts, each for the benefit of a child of Mr. Robert P. Stiller, of which Mr. Magowan is trustee)
   
10.
 
Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)
 
 
   
11.
 
Percent of Class Represented by Amount in Row (9)
 
6.34% (calculation based on 43,713,995 shares of Common Stock outstanding as of February 1, 2010, as reported in Green Mountain Coffee Roasters, Inc.’s quarterly report on Form 10-Q for the quarterly period ended December 26, 2009
   
12.
 
Type of Reporting Person (See Instructions)
 
            IN
 
   

 
 
 
 

 
 
ITEM 1.
 
 
 
(a)
NAME OF ISSUER
     
   
Green Mountain Coffee Roasters, Inc.
 
 
(b)
ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES
     
   
33 Coffee Lane, Waterbury, VT 05676
 
ITEM 2.
 
 
 
(a)
NAME OF PERSON FILING
     
   
Stephen P. Magowan, individually and as Trustee
 
 
(b)
ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE
   
Steiker, Fischer, Edwards & Greenapple
   
156 College St., 3rd Floor
   
Burlington, VT 05401
 
 
(c)
CITIZENSHIP
     
   
United States
 
 
(d)
TITLE OF CLASS OF SECURITIES
     
   
Common Stock, $0.10 par value per share
 
 
 
(e)
CUSIP NUMBER
     
   
393122106
 
ITEM 3.
IF THIS STATEMENT IS FILED PURSUANT TO SECTIONS 240.13d-1(b) OR 240.13d-2(b) or (c), CHECK WHETHER THE PERSON FILING IS:
   
 
Not Applicable
 
 ITEM 4.
OWNERSHIP
 
 
(a)
Amount beneficially owned:
     
   
2,770,818 (includes an aggregate of 2,769,618 shares held in three irrevocable trusts, each for the benefit of a child of Mr. Robert P. Stiller, of which Mr. Magowan is trustee)
 
 
(b)
Percent of class:
     
   
6.34% (calculation based on 43,713,995 shares of Common Stock outstanding as of February 1, 2010, as reported in Green Mountain Coffee Roasters, Inc.’s quarterly report on Form 10-Q for the quarterly period ended December 26, 2009
 
 
 
 

 
 
 
(c)
Number of shares as to which the person has:
 
 
(i)
Sole power to direct the vote:
     
   
2,770,818 (includes an aggregate of 2,769,618 shares held in three irrevocable trusts, each for the benefit of a child of Mr. Robert P. Stiller, of which Mr. Magowan is trustee)
 
 
(ii)
Shared power to direct the vote:
     
   
-0-
 
 
(iii)
Sole power to dispose or to direct the disposition of:
     
   
2,770,818 (includes an aggregate of 2,769,618 shares held in three irrevocable trusts, each for the benefit of a child of Mr. Robert P. Stiller, of which Mr. Magowan is trustee)
 
 
(iv)
Shared power to dispose or to direct the disposition of:
     
   
-0-
 
ITEM 5.
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
   
 
Not Applicable
 
ITEM 6.
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
   
 
Not Applicable
   
ITEM 7.
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
   
 
Not Applicable
 
 
ITEM 8.
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
   
 
Not Applicable
 
 ITEM 9.
NOTICE OF DISSOLUTION OF GROUP
   
 
Not Applicable
 

 
 

 

ITEM 10.
CERTIFICATION
   
 
By signing below I certify that to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose.
 
SIGNATURE
 
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
 
   
 
March 31, 2010
 
Date
   
 
/s/ Stephen P. Magowan
 
Signature
   
 
Stephen P. Magowan, individually and as Trustee
 
Name/Title


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